International Scholarly Research Network
ISRN Rehabilitation
Volume 2012, Article ID 710235, 8 pages
doi:10.5402/2012/710235
Clinical Study
Effectiveness of Maitland Techniques in Idiopathic Shoulder
Adhesive Capsulitis
Abhay Kumar,1 Suraj Kumar,1 Anoop Aggarwal,2 Ratnesh Kumar,1 and Pooja Ghosh Das3
1 Physiotherapy
Department, CRC (Conposite Rehabilitation Center) Patna, Indian Red Cross Building, Near Gandhi Maidan,
Patna 800004, India
2 Physiotherapy Department, PDDUIPH (Pandit Deendayal Upadhyaya Institute for the Physically Handicapped),
4 Vishnu Digamber Marg, New Delhi 110002, India
3 Physiotherapist, NIOH (National Institute for Orthopedically Handicapped), BT Road, Bon Hooghly, Kolkata 700090, India
Correspondence should be addressed to Suraj Kumar, surajdr2001@yahoo.com
Received 6 September 2012; Accepted 3 October 2012
Academic Editors: P. Czarnecki and K. Nas
Copyright © 2012 Abhay Kumar et al. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Objective. To study the effectiveness of Maitland techniques in the treatment of idiopathic shoulder adhesive capsulitis. Methods.
total of 40 patients diagnosed with idiopathic shoulder adhesive capsulitis were recruited and randomly allocated into two groups.
In Group A (n = 20) subjects were treated with Maitland mobilization technique and common supervised exercises, whereas
subjects in Group B (n = 20) only received common supervised exercises. Variables. Shoulder pain and disability index (SPADI),
VAS and shoulder ROM (external rotation and abduction) were variables of the study. These were recorded before and after the
session of the training. Total duration of the study was four weeks. Result. Statistical analysis of the data revealed that within-group
comparison both groups showed significant improvement for all the parameters, whereas between-group comparison revealed
higher improvement in Group A compared to the Group B. Conclusion. The study confirmed that addition of the Maitland
mobilization technique with the combination of exercises have proved their efficacy in relieving pain and improving R.O.M. and
shoulder function and hence should form a part of the treatment plan.
1. Introduction
The term “capsulitis” or “frozen shoulder” referes to a
common shoulder condition characterized by the global
restriction in the shoulder range of motion in a capsular
pattern. The capsular pattern in the shoulder is characterized
by most limitation of passive lateral rotation and abduction
[1]. The presence of capsular pattern is necessary to give
a diagnosis of shoulder Capsulitis [2]. Although the ROM
varies depending upon which stage the patient presents, yet
he or she still has limitations of passive ROM in a capsular
pattern. This condition was first described by Duplay [3] who
called it “periarthrite scapulo-humerale.” Codman [4] first
introduced the term “frozen shoulder” and described it as a
“class of cases which are difficult to define, difficult to treat
and difficult to explain from the point of view of pathology”
[5]. Neviaser [5] called it adhesive capsulitis, as he, under
arthroscopy, observed that the capsule looked thickened and
adhered to underlying bone and could be peeled off from the
bone.
In an idiopathic capsulitis there is no apparent cause. The
shoulder gradually becomes painful and stiff. Some authors
have divided frozen shoulder in primary frozen shoulder,
which corresponds to idiopathic. The secondary corresponds
to traumatic capsulitis or if some other medical condition is
present alongside [6]. The natural course of the condition is
longer than generally stated and not always complete, that is,
not all get full recovery.
The traditional principles of treatment of adhesive
capsulitis are to relieve pain, maintain range of motion, and
ultimately to restore function. The treatment of adhesive
capsulitis by means of physiotherapy all along consists
of different modalities (e.g., exercises, electrotherapy or
massage) which may be applied side by side. Relief of pain
may be achieved by massage, deep heat, ice, ultrasound,
TENS (transcutaneous electrical nerve stimulation), and
2
LASER (light amplification by stimulated emission of radiations) as described in our standard text books and other
literature concerning the treatment of adhesive capsulitis.
However, they probably offer little benefit [6–10]. Mostly
these applications are adjunct to other treatment modalities
like mobilization techniques or home exercise program [6–
13].
Although adhesive capsulitis is generally considered to be
a self-limiting condition that can be treated with physical
therapy [14, 15], to regain the normal extensibility of the
shoulder capsule, passive stretching of the shoulder capsule
in all planes of motion by means of mobilization techniques
has been recommended [7, 8, 11, 12].
The international Maitland Teachers Association (IMTA)
defines the Maitland concept as a process of examination,
assessment, and treatment of neuromusculoskeletal disorder
by manipulative physiotherapy [12].
Grades I and II of Maitland mobilization techniques are
primarily used for treating joints limited by pain. The oscillations may have an inhibitory effect on the perception of
painful stimuli by repetitively stimulating mechanoreceptors
that block nociceptive pathways at the spinal cord or brain
stem levels. These nonstretch motions help move synovial
fluid to improve nutrition to the cartilage whereas Grades III
and IV are primarily used as stretching manoeuvres. Appropriate selection of mobilization technique for treatment can
only take place after a thorough assessment and examination.
As mentioned above, the capsulitis is challenging for
therapeutic as well as rehabilitation purposes. In this present
work, the purpose is to evaluate the efficacy of the Maitland
mobilization in the rehabilitation of the adhesive capsulitis. It
is hypothesized that the importance of Maitland techniques
is more effective than the conventional exercise program in
case of adhesive capsulitis.
2. Materials and Methods
Forty subjects (both male and female) between age group
of 40 and 60 were selected from National Institute for the
Orthopaedically Handicapped (NIOH) Outpatient Department after they were diagnosed of suffering from the
idiopathic shoulder adhesive capsulitis. All subjects were
diagnosed by orthopedic doctor and they were checked for
the global restriction at shoulder joint, by expert physiotherapist. After the initial assessment, written informed
consent forms were obtained from the participants who met
the inclusion criteria. The inclusion criteria of the study
were age between 40 to 60 years; shoulder ROM restriction;
pain more than 2 months. All the patients were having
global restriction of shoulder joint range of motion, that
is, movements of shoulder were restricted in shoulder in
all direction. Subjects were excluded if they had history
of fracture around shoulder; any inflammatory disorder
around shoulder; diabetic or any neurological involvement;
patient taking any steroids and/or analgesics; having any
cardiac conditions. Figure 1 shows the methodology adopted
in the study. Since the symptoms of patients were more
than two months old, therefore they were not given any
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medical intervention in form of steroidal injection, or
NSAID (nonsteroidal anti inflammatory drugs).
The selected candidates were randomly allocated to
two different groups: experimental (Group A) and control
(Group B) each having 20 participants. The randomization
was done using a chit pick box method. One box contained
20 chits labeled “group-A” and 20 chits labeled “group-B”.
Whenever patient was selected for study, a chit was picked
from the box, and whatever chit was picked, the patient was
assigned to that group.
Variables of this study included VAS (Visual analogue
scale) for pain, SPADI for functional outcome measures,
and two ROM selected for the study, that is, Shoulder
external rotation and shoulder abduction. Abduction range
and external rotation range were measured by goniometer.
Each subject was asked to mark on the 10 cm long visual
analogue scale (VAS) for pain intensity and is also requested
to complete the shoulder pain and disability index (SPADI)
Questionnaire. After the assessment and the data collection,
participants were given the therapeutic intervention according to their groups. The whole procedure was approved from
the Institutional Ethical Committee (IEC) of NIOH.
Two groups pretreatment-posttreatment test design was
done, and study period of this study was 4 weeks.
2.1. Interventions
2.1.1. Maitland Mobilization. Experimental Group A (n =
20) was treated with Maitland’s mobilization techniques
(Figure 2) and supervised exercises. The glides given included
glenohumeral caudal glide, glenohumeral caudal glide progression; glenohumeral postero-anterior glide. Passive oscillatory movements were performed at the rate of 2-3 glides
per second for 30 seconds for each glide and every glide was
given for 5 sets. The technique was applied thrice a week for
four weeks (12 sessions).
2.1.2. Common Supervised Exercises Program. This intervention was given to the experimental as well as the control
group. Supervised exercise program was explained and
patients were required to repeat all these exercises at center
under supervision of the therapist (Figure 3).
Intervention consisted of the Codman exercise [4],
shoulder wheel exercises [6], self-stretching exercises [6],
wall-ladder exercises [6, 16], and self-stretching exercises
(for improving abduction, flexion, external rotation, internal
rotation, and horizontal adduction).
For improving the abduction, patient was sitting with the
side next to a table, the forearm resting with palm up and
patient was asked to slide his or her arm across the table,
remaining in this position for 10 seconds, relax in starting
position, and repeat it for 10 times.
Similarly for improving the flexion the client was asked
to slide the forearm forward along the table, remain in this
position for 10 seconds, relax in starting position, and repeat
it for 10 times. For improving the lateral rotation, the client
stood standing and facing a doorframe with the palm of the
hand against the edge of the frame and elbow flexed 90. While
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Procedures
No
Excluded
Assessment for eligibility of idiopathic
shoulder adhesive capsulitis
Yes
Consent form obtained
Inclusion of subjects
n = 40
Baseline data
(1) VAS
(2) SPADI
(3) Abduction
(4) External rotation
Randomization
Group A ( n = 20)
Group B ( n = 20)
Maitland techniques
(3 days/week) plus
supervised exercises
(5 days/week)
Total 4 weeks
Supervised exercises
5 days/week
Total 4 weeks
Final data
(1) VAS
(2) SPADI
(3) Abduction
(4) External rotation
Data analysis
Discharge
Result
Figure 1: Flow chart of methodology.
(a) Caudal glide initial position
(b) Caudal glide final position
(c) Glenohumeral joint PA glide
Figure 2: Maitland mobilization for giving Caudal glide (a) Initial position and at (b) final position; (c) PA posterio-anterior glide of
gleno-humeral joint.
keeping the arm against the side or in slight abduction, the
subjects were asked to turn away from the fixed hand, remain
in this position for 10 seconds, relax in starting position, and
repeat it for 10 times.
For improving the medial rotation, the client remained in
standing or in high sitting with holding the towel from back
by using his or her both hand. Subjects hold the towel from
back of the neck through affected side hand and tried to pull
the towel from sound arm hand through lower back, hold it
for 10 seconds, and relax, and Repeat it for 10 times.
To improve the shoulder extension, the client stood with
the back to the table. Both hands were grasping the edge with
4
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(a)
(b)
(d)
(c)
(e)
(f)
Figure 3: Supervised exercise program. (a) Codman’s exercises; (b) shoulder wheel; ((c) and (d)) to increase shoulder external rotation; (e)
to increase shoulder abduction; (f) to increase shoulder medial rotation.
the fingers facing forward. The subjects were asked to begin
to squat while letting the elbows flex, hold it for 10 seconds,
and relax, repeat it for 10 times. To increase the horizontal
adduction clients performed cross stretch where they were
asked to adduct the tight shoulder horizontally by placing
the arm across the chest. Apply sustained overpressure to the
adducted arm by pulling the arm toward the chest.
2.2. Data Analysis. SPSS version 15 software was used for
analysis of the gathered data. “Paired sample t-test” was
done to analyze within-group variables for VAS and SPADI.
“Independent sample t-test” was done to analyze betweengroups variables for VAS and SPADI. External rotation and
abduction range were analyzed by Wilcoxon Signed Ranks
test for within-group and Mann-Whitney U test for betweengroup variables. The P value was set at <0.05.
3. Results
3.1. Demographic Data. Total of 40 patients (female = 14
and male = 26) participated in the study. Their variables
had insignificant difference between the two groups at
preintervention levels (Table 1).
3.2. Pain Intensity. In both groups, that is, Group A and
Group B, there is a statistically significant difference between
VAS and VAS4 (P < 0.05) between pretest and posttest scores.
The mean improvement in Group A was 5.99 ± 0.01 and in
Group B was 5.19 ± 0.04 (Table 2). Both groups have shown
statistically significant improvement in pain scores.
Table 1: Patient demographics.
Variables
n = no. of patients
Age (mean)
Group-A
20
47.9
Group-B
20
47.1
Total
40
47.5
During between-group comparison, it was observed that
the baseline characteristics of the data for both groups,
that is, VAS0 is statistically insignificant (P = 0.885). The
posttreatment reading at the end of 4th week (VAS4) was
found to be statistically significant between the two groups
(P = 0.005) (Table 2 and Figure 4), and Group A has shown
more improvement than Group B.
3.3. Shoulder Pain and Disability Index (SPADI). In both
groups, that is, Group A and Group B there was a statistically
significant difference between SPADI0 and SPADI4 (P <
0.05). The mean improvement in Group A is 40.83 ± 3.89
and in Group B is 36.34 ± 1.97 (Table 3). Both groups have
shown statistically significant improvement in SPADI scores.
During between-group comparison, it was observed that
the baseline characteristics of the data for both groups, that
is, SPADI0, was statistically insignificant (P = 0.539). The
posttreatment reading at the end of 4th week (SPADI4) was
found to be statistically significant between the two groups
(P = 0.005) (Table 3), and Group A has shown more
improvement than Group B (Figure 4).
3.4. External Range of Motion. In both groups, that is,
Group A and Group B, there was a statistically significant
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50
VAS score
10
Mean age
Mean VAS score
8
45
6
4
2
0
Group A
40
Group A
VAS0
VAS4
Mean age
(a)
(b)
SPADI
80
External rotation
Mean external rotation
100
60
Mean SPADI
Group B
Group B
40
20
0
80
60
40
20
0
Group A
Group B
Group A
Group B
EXRT0
EXRT4
SPADI0
SPADI4
(c)
(d)
Abduction
200
Mean abduction
150
100
50
0
Group B
Group A
ABD0
ABD4
(e)
Figure 4: Graphical representation of between-group and within group comparison of variables. VAS: visual analogue scale; SPADI: shoulder
pain and disability index; 0: preteting score; 4: post-testing score.
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Table 2: Analysis of VAS scores.
VAS scores
Within-group analysis
VAS0
VAS4
t
Group A
8.22 (0.74)
2.23 (0.73)
29.267
0.005
Group B
8.25 (0.54)
3.06 (0.58)
38.35
0.005
T
−0.145
−3.975
P
0.885
0.005
P
Between-group analysis
Table 3: Analysis of SPADI scores.
Group A
Group B
T
P
SPADI scores
SPADI0
53.68 (8.61)
55.3 (7.93)
−0.620
0.539
Between-group analysis
Within-group analysis
SPADI4
12.85 (4.72)
18.96 (5.96)
−3.587
0.001
difference between EXRT0 and EXRT4 (P < 0.05). The
mean improvement observed in Group A is 42 ± 1.81 and
in Group B is 36.25 ± 0.13 (Table 4). Both groups improved
significantly in external range of motion.
For both groups, the baseline characteristics of the data,
that is, EXRT0, is statistically insignificant (P = 0.336). The
posttreatment reading at the end of 4th week (EXRT4) was
found to be statistically significant between two groups (P =
0.001) (Table 4). Group A has shown better improvement in
comparison to Group B (Figure 4).
3.5. Abduction Range of Motion. In both groups, that is,
Group A and Group B, there was a statistically significant
difference between ABD0 and ABD4 (P < 0.05). The mean
improvement observed in Group A was 74.2 ± 1.03 and
in Group B is 61 ± 2.02 (Table 5). Both groups improved
significantly in abduction range of motion.
For both groups, the baseline characteristics of the data,
that is, ABD0, is statistically insignificant (P = 0.807). The
posttreatment reading at the end of 4th week (ABD4) was
found to be statistically significant between two groups (P =
0.001) (Table 5). Group A has shown better improvement in
comparison to Group B (Figure 4).
4. Discussion
The present study was designed to know the efficacy of
Maitland mobilization techniques adjunct with exercises in
the treatment of idiopathic shoulder adhesive capsulitis by
comparing with exercises alone.
While analyzing the outcome measures of this study,
it was observed that both the groups have shown significant improvement over time. Statistical analysis of
the data in pre- and postintervention VAS values illustrated difference (shown by decreasing trends in Table 2
T
21.4
15.32
P
0.005
0.005
and Figure 4(a) for both groups). Though both groups
have significantly reduced pain scores, the difference was
found in favor of Group A in between-group comparison
(Table 2 and Figure 4). Both the groups shown reduction
in pain scores, and this is in agreement with previous
study suggesting that mobilization reduces pain [15] due
to neurophysiologic effects on the stimulation of peripheral
mechanoreceptors and the inhibition of nociceptors [17,
18]. The activation of apical spinal neurons as a result of
peripheral mechanoreceptor by the joint mobilization produces presynaptic inhibition of nociceptive afferent activity
[19].
Mechanical force during mobilization may include
breaking up of adhesions, realigning collagen, or increasing
fibre glide when specific movements stress the specific parts
of the capsule [20]. Furthermore mobilization techniques are
supposed to increase or maintain joint mobility by inducing
biological changes in synovial fluid, enhanced exchange.
Maitland’s mobilization mainly consists of rhythmic
oscillatory movements which stimulate the type-2 dynamic
mechanoreceptors and by this way can inhibit the type-4
nociceptive receptors [11].
Maitland’s rhythmic oscillations also has an effect on
circulatory perfusion. The ongoing circulatory stasis may
lead to ischemia and the potential for intraneural oedema,
inflammation, and fibrosis. Mobilization has an effect on
fluid flow as blood flow in the vessels supplying the nerve
fibres and synovial fluid flow surrounding the avascular
articular cartilage. This, by a pressure gradient, is generated
which helps in facilitating exchange of fluid, that is, increased
venous drainage and dispersing the chemical irritants. This
causes a reversal of the ischemia, edema, and inflammation
cycle and reduces joint effusion and relieves pain by reducing
the pressure over the nerve endings.
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Table 4: Analysis of external rotation scores.
Group A
Group B
U
P
External rotation ROM
ER0
ER4
27.25 (14.63)
22.5 (10.54)
−0.962
69.25 (12.82)
58.75 (10.67)
−3.295
0.336
Between-group analysis (Mann-Whitney test)
Within-group analysis (Wilcoxon test)
t
P
−3.92
0.005
0.005
−3.92
0.001
Table 5: Analysis of abduction scores.
Group A
Group B
T
P
Abduction ROM
ABD0
ABD4
t
Within-group analysis
P
82.05 (17.57)
81.05 (21.25)
−0.245
156.25 (16.54)
142.50 (19.23)
−3.065
−3.923
0.005
0.005
0.807
Between-group analysis
0.002
The neurophysiologic effect is based on the stimulation
of peripheral mechanoreceptors and inhibition of nociceptors [12].
In Group B, noticeable improvement may be due to
beneficial effect of supervised exercise protocol. Many studies
have claimed that exercise programme is the most effective
treatment for shoulder adhesive capsulitis [21].
Exercises within the pain free range of motion stimulates
mechanoreceptors and decreases pain. Exercises within pain
free range also move the synovial fluid, thus decrease
inflammation and decreased pain [22, 23].
Both groups received Codman’s exercises. Weight was not
used if pain was severe. This techniques uses the effects of
gravity to distract the humerus from the glenoid fossa. They
help to relieve pain through gentle traction and oscillation
and provide movement of the synovial fluid. It also relives
pain through the neurophysiological and mechanical effect
[6].
Both groups improved significantly in range of motion of
external rotation.
4.1. Abduction Ranges. Both groups improved significantly
in abduction range of motion. And Group A (Maitland
mobilization) shows a statistically significant improvement
in ROM than Group B.
Considering the pathology of adhesive capsulitis wherein
there is a contracture of joint capsule along with other periarticular structures, the effects of Maitland’s mobilizations
allow for stretching of the shortened and contracted soft
tissues, besides providing the necessary translational movements required to gain the normal physiological movements
of the shoulder thus inducing beneficial effects.
The predominant adhesive capsule and associated soft
tissue tightness of frozen shoulder have been commonly
addressed in clinical treatment approaches by mobilization techniques [24]. Mobilization techniques improve the
−3.922
normal extensibility of the shoulder capsule and stretch
the tightened soft tissues to induce beneficial effects. It
may be attributed to the fact that the intent of end-range
mobilizations is not only to restore joint play but also to
stretch contracted periarticular structures [24].
Whereas Group A received mobilization, gliding for
mobilization selected to increase external range of motion
was postero-anterior glide and to increase abduction, caudal
glide was selected. It may be the reason that postero-anterior
glide and caudal glide of the glenohumeral joint increased
the capsular extensibility and lengthen the soft tissues
which were inhibiting joint play movement at the joint.
So this increased capsular extensibility may have permitted
increased range of motion at the glenohumeral joint. These
techniques also thought to increase the proprioceptive and
kinesthetic sensation in the joint thus individuals can do the
activities in newly gained range of motion. So person can
maintain the improved range of motion by using the joint
appropriately. This result supports the findings of previous
studies showing improvement after mobilization in adhesive
capsulitis [24, 25].
Both groups received several stretching exercises, so this
can be reason for improvement in both groups. It has been
proved that stretching exercises increases the extensibility of
the soft tissue on the basis of creep response thus altering the
viscoelastic properties and range of motion can be gained.
Individuals need to do the activities in newly gained range of
motion to maintain motion at the joint. This result supports
the findings of previous studies showing improvement after
exercises in adhesive capsulitis [26].
Group A received mobilization additionally so this may
be the reason of greater improvement compare to Group B.
4.2. SPADI Score. Both groups have shown statistically
significant improvement in shoulder pain and disability
index score (SPADI) proving the improvement in shoulder
8
function in both groups after having undergone mobilization.
This result correlates with previous studies [24, 26] which
studied the effects of Maitland’s ERM and exercises on
subjects of adhesive capsulitis and found that besides pain
and ROM function also improved.
Rationale behind improvement in functional capacity
might be due to ease in pain and increased range of
motion, consequently lessened suffering in daily activities,
pain with specific tasks, and difficulty in moving arm and
lifting actions. When patient’s pain decreased, it revealed a
reduction in SPADI scores. Both groups had reduction in
their pain and improved their range of motion so this could
be the reason that both groups revealed a reduction in their
SPADI scores. Whereas Group A improved better in terms of
pain and range of motion, the group B had better reduction
in the SPADI scores.
Stasinopoulos [27] accounted that the treatment regimen
of supervised exercise programme should be at least three
times per week for four weeks and home exercise for at least
three months [8].
Results of this study after analysis were directed towards
the conclusion that Maitland mobilization technique with
supervised exercise protocol more effective for treating
idiopathic shoulder adhesive capsulitis, as the experimental
group (Group A) has shown significant improvement than
the control group (Group B) in all outcome parameters. The
results were significant at P < 0.05 with 95% confidence
interval in between the groups for pain intensity, SPADI
score, and the range of motion of abduction and external
rotation of shoulder. Thus, these results allowed rejection
of the null hypothesis and thereby supported to accept
the experimental hypothesis. These results strongly support
the earlier findings of study [16] that investigated the
shoulder motion pain and function by using mobilization
and exercises on single case design and concluded that all
four movements improved, although more gain in motion
was observed when mobilizations were added.
5. Conclusion
This study found that mobilization of the shoulder must be
added to the supervised exercise program to achieve goals of
reducing pain, improving ROM, and function, in adhesive
capsulitis.
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