Antimony thin films demonstrate programmable optical nonlinearity
Zengguang Cheng1,2*, Tara Milne1, Patrick Salter3, Judy S. Kim1, Samuel Humphrey1,
Martin Booth3, and Harish Bhaskaran1*
1
Department of Materials, University of Oxford, Parks Road, Oxford OX1 3PH, UK
2
State Key Laboratory of ASIC and System, School of Microelectronics, Fudan
University, Shanghai 200433, China
3
Department of Engineering Science, University of Oxford, Parks Road, Oxford OX1
3PJ, UK
*
Corresponding authors
E-mail: zgcheng@fudan.edu.cn (Z.C.)
E-mail: harish.bhaskaran@materials.ox.ac.uk (H.B.)
The use of metals of nanometer dimensions to enhance and manipulate lightmatter interactions for a range of emerging plasmonics-enabled nanophotonic and
optoelectronic applications is an interesting, yet not highly explored area of
research outside of plasmonics1,2. Even more importantly, the concept of an active
metal, i.e. a metal that can undergo an optical non-volatile transition has not been
explored. Nanostructure-based applications would have unprecedented impact on
both the existing and future of optics with the development of active and nonlinear
optical tunabilities in single elemental metals3-5. Compared to alloys, pure metals
have the material simplicity and uniformity; however single elemental metals have
not been viewed as tunable optical materials, although they have been explored as
viable electrically switchable materials. In this paper we demonstrate for the first
time that antimony (Sb), a pure metal, is optically distinguishable between two
programmable states as nanoscale thin films. We then show that these states are
stable at room temperature, and the states correspond to the crystalline and
amorphous phases of the metal. Crucially from an application standpoint, we
demonstrate both its optoelectronic modulation capabilities as well as speed of
switching using single sub-picosecond (ps) pulses. The simplicity of depositing a
single metal portends its potential for use in applications ranging from high speed
active metamaterials to photonic neuromorphic computing, and opens up the
possibility for its use in any optoelectronic application where metallic conductors
with an actively tunable state is important.
2
Introduction
A large array of applications ranging from optical coatings6,7, plasmonic
antenna8,9, metasurfaces10,11, high resolution imaging12, biosensors13 to integrated
photodetectors and modulators14,15 would benefit from active tunable optical properties
of metallic thin films and nanostructures. Existing technologies to achieve active
tunability either by incorporating tunable electro-optical materials16, laser postprocessing17 or electrolyte gating5, are limited to low speed, irreversible or low energy
efficiency. Although the phase transition of metals between amorphous and crystalline
structure have been studied since 1960s18-20, there have been no reports of single
elemental metals having an actively tunable optical property. Indeed, even
electronically, it was only recently amorphous states of single element metals have been
obtained by nanosecond (ns) electrical pulse melt-quenching21-23.
In this paper, we report on antimony (Sb), which when configured as a thin film
of nanometric dimensions, behaves reliably as a tunable optical material. Such a
functionality allows us to explore it use in a range of optical and optoelectronics
applications as we demonstrate. The use of optical property contrast between two
phases is not unknown in the context of a class of alloys known as phase-change
materials; it is no accident that those very properties of those materials have seen
exploitation in photonic applications, including reflective nano-displays24, tunable
emitters and absorbers25,26, reconfigurable meta-photonics27-29, and integrated phasechange photonics30-35, accompanied by the development of specialized optical PCMs3638
and nanostructured optoelectronic devices39,40. However, a common limitation with
alloys is miniaturization, where maintaining compositional integrity is difficult at
reduced dimensions.
3
We show that monoatomic metal materials with tunable non-volatile optical
properties could benefit photonic applications based on active metallic nanostructures
and miniaturized metallic memories. Crystalline Sb is a single element metal and its
amorphous phase has been obtained by careful deposition of thin film20,41 or electrical
pulse switching22,23 with significantly decreased electrical conductivity working as a
semiconductor. During the metal-insulator transition of Sb42, a substantial change of
the free carrier absorption will result in a significant contrast in its optical loss.
Therefore, an optical property change of pure Sb could be expected during the phase
transition, yet this has never been studied.
Here, we systematically studied the phase transition of ultra-thin pure Sb in the
optical domain using optical, electrical and structural characterizations. We
demonstrate that pure Sb is a promising tunable optical material with significant nonvolatile change in optical properties, especially the extinction ratio (k), between the
amorphous and crystalline phases. We further demonstrate that pure Sb can be
amorphized by a single shot femtosecond (fs) pulsed laser with a tunable retention time
of the switched amorphous phase. As we further show, this has significant applications
in reflective displays and potentially in future integrated photonics.
Material characterizations of ultra-thin Sb films
First, we investigate the dependence of Sb thicknesses (tSb) on optical constants,
refractive index (n) and extinction ratio (k), as n and k are the key parameters for optical
applications. Sb films with no capping layers were directly sputtered on silicon wafers
and then characterized by ellipsometry measurements from which optical constants are
determined (Fig. 1, a and b). For thin film Sb (tSb ≤ 11 nm) as deposited, the dependence
of refractive index na is weak in the ultraviolet and visible regimes (200~800 nm) with
4
an increasing of na vs. tSb in the infrared (Fig. 1a). Similarly, the extinction ratio ka
increases monotonically with tSb from visible to infrared yet on a larger scale (Fig. 1b).
After annealing on a hotplate at 270 °C for 10 mins, the same samples were further
investigated by ellipsometry with optical constants shown in Fig 1, c and d. Optical
constants of ultra-thin c-Sb (3 and 4nm) do not follow the trend of thicker samples, with
significantly smaller extinction ratio kc values (Fig. 1d and Supplementary Fig. 1).
Furthermore, when compared with a-Sb samples, the refractive index change |∆n| (|nc na|) after crystallization is less than 1.5 (Fig. 1e), whereas the change in its extinction
ratio |∆k| (|kc - ka|, Fig. 1f) is considerable with a maximum value over 3 in telecom
wavelength bands (1.5-1.6 µm). The |∆k| of Sb is much larger than that for GST and
other PCMs (which is between 0.15 and 1.8 at 1.55 µm)43. With increasing tSb (up to
20 nm) optical constants approach those of bulk Sb with less changes after annealing
(Supplementary Fig. 1), which demonstrates that optical contrast of the phase transition
can only be obtained from a thickness-confined thin film, less than 15 nm for the
specific structure studied here. In spite of the fact that the thickness-dependent optical
property has been demonstrated in 2D materials due to the quantum confinement and
the interlayer coupling44,45, this has not been widely reported in thin film Sb.
5
Figure 1 | Thickness dependent of optical and structural properties of Sb.
(a and b) The spectra (from ultraviolet to near infrared) of the refractive index na (a)
and extinction ratio ka (b) of thin film Sb with different thicknesses (tSb) as deposited
on silicon wafers measured by spectroscopic ellipsometry. (c and d) The spectra of nc
(c) and kc (d) of the same Sb samples in (a and b) after annealing on a hotplate (270 °C
for 10 mins). (e and f) The absolute change of refractive index |∆n| (|nc - na|) (e) and
extinction ratio |∆k| (|kc - ka|) (f) of Sb upon annealing, calculated from (a and c) and (b
and d) respectively. (g) Raman spectra of annealed Sb films with different tSb. Eg and
A1g vibration modes are denoted by the dashed lines. Typical vibration modes F2g and
Ag of Sb2O3 are illustrated by the circles. The Raman spectrum intensity of 3 nm Sb
(purple) has been enlarged by two times for clarification.
6
Additionally, Raman spectra of c-Sb samples have been investigated in Fig. 1g.
Typical in-plane (Eg) and out-of-plane (A1g) vibrational modes of Sb are denoted in the
figure. For tSb larger than 9 nm, Raman peaks for Eg and A1g are at ~114 cm-1 and ~151
cm-1, consistent with that in bulk Sb46. When tSb gradually decreases to 3 nm, both peaks
for Eg and A1g blue shifted to larger wavenumbers. Similar phenomena have been
reported in 2D antimonene46,47 relevant with local lattice contractions. It is worth noting
that no antimony oxide (Sb2O3) Raman peaks at ~191 cm-1 and ~255 cm-1 were
observed in our samples which confirms optical properties change of Sb upon annealing
is due to the phase change rather than from any oxidation. On the other hand, the Raman
spectrum of Sb before annealing is insensitive to the thickness and clearly shows an
amorphous phase for all samples (Supplementary Fig. 2), indicating that all Sb films
undergo the phase transition from amorphous to crystalline upon annealing. However,
only thin film Sb (tSb < 15 nm) has a significant change in optical and electrical
properties. It has been suggested that local clusters of Sb (Sb1 or Sb4) are important to
the electrical properties of ultra-thin films and Raman spectra but has little effect to the
electrical properties of thick Sb films20. The amorphous phase of thick Sb (> 15 nm)
behaves more like a metallic glass21 rather than a semiconducting material.
To identify the crystal structure of Sb before and after the thermal annealing,
transmission electron microscopy (TEM) and selected area electron diffraction (SAED)
were implemented. Sb was sputtered as a 5 nm film on carbon films supported by
copper grids. TEM of as-deposited Sb morphology is elucidated in Fig. 2a showing an
amorphous disordered structure, which is confirmed by the diffusion halo pattern of
SAED (Fig. 2b). After thermal annealing (270 °C, 10 mins), the morphology of Sb
changed (Fig. 2c) with clear spot patterns in SAED (Fig. 2d) verifying its hexagonal
crystalline structure. Two groups of diffraction patterns, corresponding to zone axis of
7
Figure 2 | Transmission Electron Microscopy characterization of Sb.
(a) TEM image of 5 nm thick Sb layer as deposited has an amorphous structure. (b)
Selected area (344 nm diameter) electron diffraction (SAED) of the as-deposited Sb,
corresponding to the sample in (a). (c) TEM image of the same Sb sample in (a) after
thermal annealing. (d) SAED (200 nm diameter region) of the annealed Sb sample in
(b) has formed diffraction spots from crystalline planes. Two patterns, corresponding to
the zone axis of [0 0 1] (white) and [-1 0 0] (cyan), are overlapped. Miller indices of
crystal planes with high symmetry are labeled. The arrows show merged diffraction
spots coming from different planes. (e) TEM image of the annealed Sb with visible
crystalline planes along the [1 -2 0] direction. Inset: Fourier transform (FT) of the
whole image showing reflections (1 -2 0) with an interplane spacing (d) of 2.2 Å. (f)
The hexagonal unit cell of the rhombohedral crystalline structure of Sb. The red lines
show the primitive rhombohedral unit cell. a and c are the measured crystal constants
in the hexagonal unit cell.
8
[0 0 1] and [-1 0 0], were observed in a 200 nm diameter selected area region. The TEM
image in Fig. 2e shows crystalline planes perpendicular to the [1 -2 0] direction. The
interplanar spacing was measured as 2.2 Å using the Fourier Transform (FT) spots
(inset of Fig 2e). From the SAED pattern in Fig. 2d, we further calculated the crystalline
constants a and c of the rhombohedral crystalline structure of Sb (Fig 2f) as: a = 4.55
Å and c = 11.53 Å (c/a = 2.53), consistent with bulk Sb (a = 4.31 Å, c = 11.27 Å, c/a =
2.61)48. Although the thickness of Sb layer is only 5 nm here, its structure (orientation)
is different from few layer 2D Van der Waals Sb (antimonene). The diffraction spots
(0 0 6) and (0 0 -6) corresponding to c-planes are clearly shown in Fig. 2d which are
typically missing in antimonene whose c-planes are parallel to substrates and
perpendicular to the electron beam46,47.
Applications in strongly interfering optics
Next, we explore how thin film Sb responds within strongly reflecting thin film
structures. To do this, we demonstrate a reflective display structure24 incorporating thin
film Sb PCMs. As shown in Fig. 3a, a thin film Sb is sandwiched between two indium
tin oxide (ITO) layers which have been deposited in sequence on a platinum (Pt) mirror.
The thickness of Sb is fixed at 5 nm with a 15 nm top ITO capping layer. The reflective
color of the sample is highly dependent on the thickness (tITO) of the bottom ITO. We
fabricated reflective display samples on silicon wafers with varying thicknesses of the
bottom ITO: tITO = 50, 75, 100, 125 and 150 nm (Fig 3b). The as-deposited thin Sb layer
confined by ITO is in the amorphous phase (a-Sb). Reflective display samples
incorporation a-Sb layers in the top panel of Fig. 3B show the reflective color changes
from dark blue to bright yellow with increasing tITO. In order to achieve fully crystalline
Sb (c-Sb), we thermally annealed samples at 270 °C for 5~10 mins on
9
Figure 3 | Switchable reflective stacks using ultra-thin-film Sb.
(a) Structure of reflective display based on phase-change Sb sandwiched between two
ITO layers (ITO/Sb/ITO) on top of a Pt mirror. The phase-change Sb layer can be
switched from amorphous to crystalline through thermal annealing. (b) Optical images
show typical display samples with different thicknesses (tITO) of the bottom ITO layer,
while Sb and the top ITO are fixed at 5 nm and 15 nm respectively. The samples have
amorphous (top row) and crystalline (bottom row) Sb layer. (c and d) Measured (c) and
simulated (d) reflection spectra of samples corresponding to (b). Each measured
spectrum curve was normalized to the peak of the corresponding simulated curve.
10
a hot plate to produce reflective colors shown in the bottom panel of Fig. 3b. A
significant color change was observed after the thermal annealing in all samples except
for tITO = 150 nm. Both samples including a-Sb and c-Sb layers have been kept in
atmosphere for 6 months without any color degradation. The color changes of these
samples were further validated by the measured reflection spectra (Fig. 3c), where the
maximum reflection peak is seen to shift red with the increasing of tITO accompanied
by a notable discrepancy of the spectra before and after annealing. This observation is
consistent with the simulated reflective spectra in Fig. 3d, using a transfer matrix
computational method15 with optical constants for 5 nm Sb obtained by ellipsometry
measurements (Supplementary Fig. 1). In addition, similar Sb stacks can be employed
in reconfigurable metasurfaces28 holographic displays49 by optimizing the structure of
the stack, with substantial applications in spatial light modulators and head-up displays
for virtual and augmented reality.
Optoelectronic modulation of Sb
We then explore how thin film Sb responds in the optoelectronic domain. To
study this, we carry out electrical switching of the materials at nanoscale to investigate
whether this results in optical contrast. Conductive atomic force microscopy (CAFM)
is a versatile method used for nanoscale crystallization24,50; we employ CAFM to
crystallize a-Sb with similar thin film structures in Fig. 1. As shown in Fig. 4a, the Sb
layer is encapsulated by the top and bottom ITO layers working as electrical contacts
for Sb. The bottom ITO layer above the Pt layer is grounded through a protective
resistor (RS). The conductive AFM tip is in contact with the top ITO layer with DC
voltages applied, resembling the vertical structure of standard phase-change memory
11
Figure 4 | Electro-optical switching of Sb using Conducting AFM.
(a) Schematic of the electrical switching of Sb using CAFM. The Sb film is sandwiched
between two ITO layers above a Pt mirror. The conductive probe of the CAFM is biased
using a DC voltage (VB) while contacting or scanning the Sb sample. The Pt substrate
is grounded via a resistor RS (3 kΩ) to limit the current (IS) passing through the probe
and the sample. (b) Static measurement of IS while sweeping VB on the probe that is in
contact with different locations of the sample. Inset: Histogram distribution of the
threshold voltage Vth of the switching during voltage sweeping. (c-e) Original grey scale
(8-bit, 256 × 256) images used to modulate VB. (f) The optical image of Sb sample
switched by CAFM, corresponding to the image in (c). The Sb sample structure is 15
nm ITO/5 nm Sb/100 nm ITO/ Pt (from top to bottom layer). (g and h), The optical
image of Sb sample switched by CAFM, corresponding to the images in (d and e)
respectively. The Sb sample structure is 15 nm ITO/3 nm Sb/50 nm ITO/Pt. (i-l), Optical
images show zoomed-in regions of the switched areas: blue (i), orange (j), green (k)
and red (l) boxes in (h).
12
cell. The current IS passing vertically through Sb is monitored while the biased voltage
VB is varied. The current IS is negligible at small VB and rapidly increases to a high
conductive state when VB reaches a threshold voltage (Vth) indicating a localized
crystallization. We implemented the measurement over 20 different positions on the
sample; this is shown in Fig. 4b, where the conductivity change is over 2 orders of
magnitude during the switching consistent with previous studies on electrical switching
of Sb20,22,23, although with a wide distribution of Vth (inset of Fig. 4b). Next, grey scale
images were patterned on Sb stacks by modulating VB on AFM tip while raster scanning
the samples. For the stack of 15 nm ITO/5 nm Sb/100 nm ITO/Pt, the pixel color was
switched from pale blue (a-Sb) to dark blue (c-Sb) by CAFM with the optical image
taken in Fig. 4f, corresponding to the original picture in Fig. 4c. By reducing the
thickness of Sb and further optimization of the stack (15 nm ITO/3 nm Sb/50 nm
ITO/Pt), we have reached significant improvement of the contrast of the switched
images as shown in Fig. 4, g and h, from original pictures in Fig. 4, d and e respectively.
With this design, grey scale images have been perfectly replicated on the stack with a
high resolution (< 200 nm/pixel). The preservation of image detail is also very good
(Fig. 4, i-l). Importantly, colors between a-Sb and c-Sb inferring intermediate phases
have been achieved due to different bias voltages.
Fast and reversible switching of Sb using fs laser
Finally, we turn to studying both the reversibility of switching in these materials
and their dynamic speed. Particularly for emerging applications in photonic computing,
sub-nanosecond (ns) switching speeds are required, and faster speeds approaching
picoseconds are highly desirable, which most PCMs are unable to reach. Earlier work
demonstrated that the amorphization of c-Sb occurs using nanosecond electrical pulses
13
at cryogenic temperature; this indicates that a much faster process is necessary for the
amorphization at room temperature22. For this reason, we chose a femtosecond pulsed
laser, to optically switch Sb. The optical switching setup is illustrated in Fig. 5a, a
regeneratively amplified Ti: Sapphire femtosecond laser (λ = 790 nm, 1 kHz repetition
rate, pulse 200 fs) was focused on Sb samples through a 10 × objective lens. Sb samples
were mounted on a positioning stage for raster switching a large area. Similar to the
electrical switching in Fig. 4, our sample is based on the ITO/Sb/ITO/Pt stack structure
providing a good reflective color contrast that is readily observed using optical
microscopes. A Sb stack sample (15 nm ITO/3 nm Sb/50 nm ITO/Pt) has been
completely crystallized by thermal annealing. As shown in Fig. 5b, a single fs laser
pulse was used to amorphize the c-Sb stack sample with various pulse energies (Ep).
The switched region has a circular shape with a color change (to dark blue). The size
of the switched region gradually increases with Ep, until at very high power we ablate
the entire stack (eventually exposing the underlying Pt at high Ep). The switched regions
were further characterized as a-Sb by Raman spectra (Supplementary Fig. 3 and 4),
confirming that the color changes are a consequence of amorphization. Subsequently,
large areas of a-Sb have been switched via the scanning of the sample stage while using
single fs pulse with a moderate energy (Ep = 0.56 nJ). Two typical amorphized regions
(a-Sb1 and a-Sb2) are shown in Fig. 5c, with local reflection spectra measured in Fig.
5e suggesting robust and reproducible amorphization.
14
Figure 5 | Ultrafast optical switching of Sb.
(a) Schematic of optical switching of Sb using fs laser. (b) Optical image shows
amorphized regions (blue disks) using single laser pulse (200 fs) with increasing energy
Ep (from bottom to top). (c) Large area switching of crystalline Sb sample (c-Sb
background) through single fs pulse (200 fs, Ep = 0.56 nJ) while raster scanning the
sample (moving speed 500 µm/s). a-Sb1 and a-Sb2 are switched areas with different
sizes. (d) Recrystallization (c-Sb1) of the amorphized region a-Sb1 in (c) with multiple
fs pulses (200 fs, Ep = 29 pJ, 80 MHz) while translating the sample at 200 µm/s. (e)
Reflection spectra of different locations of the sample in (d). (f) The stability of the
amorphized region by fs laser switching. Optical images show the amorphized region
after different aging times in ambient conditions at room temperature. The Sb sample
used is 15 nm ITO/3 nm Sb/50 nm ITO/Pt.
15
To demonstrate reversible switching, i.e. the recrystallization of switched a-Sb
regions, a pulse train from the Ti: Sapphire oscillator with 80 MHz repetition rate and
significantly lower pulse energy (Ep = 29 pJ) was used as the laser source with the
recrystallized region (c-Sb1) shown in Fig. 5d. The reflection spectra (Fig. 5e) and
Raman spectra (Supplementary Fig. 5) of the recrystallized c-Sb1 are consistent with
the background c-Sb. Since amorphized Sb has a strong tendency to recrystallize, we
monitored the evolution of an optically switched a-Sb region at room temperature (RT,
~24 °C), as shown in Fig. 5f and Supplementary Fig. 6. The switched a-Sb region was
very stable over 36 hours; initial nucleation of the c-Sb after 4 days was observed then
followed by a gradual growth of nucleated regions. The whole recrystallization process
for the amorphous region took more than one month. By slightly increasing the
thickness of Sb to 5 nm, the initial nucleation in the optically switched a-Sb was
decreased to ~24 hours at RT (Supplementary Fig. 7) which was further decreased to
~30 mins at 40 °C (Supplementary Fig. 8), resulting from the thickness and temperature
dependence of the nucleation process. Moreover, the pulse energy used to amorphize
the Sb also affects the retention time of a-Sb. While any pulse energy above a threshold
can amorphize the Sb, a higher energy (below the damage threshold of the sample)
typically gives less nucleation density accounting for a longer retention time for a-Sb
(Supplementary Fig. 6 and 7).
Discussion
Our experimental results have led to some very interesting observations, namely:
(1) Compared to as-deposited thin film Sb that is very stable (> 6 months at RT),
the optically amorphized a-Sb shows a much stronger tendency to recrystallize at RT.
If the recrystallization of a-Sb is driven by the growth, it bypasses the nucleation (and
speeds up the crystallization) that is required for the crystallization of as-deposited Sb
16
films. On the other hand, if nucleation plays an important role, the optically switched
a-Sb contains subcritical nuclei that facilitate the recrystallization51, leading to a shorter
retention time of a-Sb than the as-deposited Sb.
(2) It is known that the reduced glass-transition temperature Trg = Tg/Tm (Tg and
Tm are glass transition and melting temperatures respectively) is inversely related to the
nucleation rate of PCMs19,51. Therefore, we can calculate Trg for Sb as 0.44, with Tg =
400 K (Supplementary Fig. 9) and Tm = 903.5 K52. This value is smaller than for
Ge2Sb2Te5 (Trg = 0.47) and doped Sb (Ge12Sb88, Trg = 0.53)53, qualitatively indicating
that Sb has a faster crystallization speed than conventional PCMs.
(3) Thickness-dependent crystallization speed and temperature have been
reported in other PCMs54-56, which is explained by a qualitative model55 analyzing the
energy barrier EB for crystallization which determines the growth velocity of crystallites.
The energy barrier EB includes the crystalline-amorphous interfacial energy (Eca) and
the crystalline-interface/surface energy (Eci). For a Sb film with thickness t, the initial
growth of a crystalline cluster of radius r is dominated by Eca, given r < t/2. Once the
size of the cluster surpasses t (r ≥ t/2), Eci, proportional to the crystallineinterface/surface area Sci = π(r2 - t2/4), will contribute to EB. Therefore, for a given size
of the crystalline cluster, thinner Sb has a larger Eci, leading to a stronger inhibition to
the crystallization. On the other hand, randomly oriented a-Sb atoms activated by
thermal energy will move to find a cluster structure with localized minimum energy for
initial nucleation with a preference for internal rather than on the surface or interface
nucleation. For ultra-thin a-Sb, the ratio of surface or interface atoms to internal atoms
is much larger than that in thick or bulk Sb. This makes ultra-thin a-Sb take a longer
time to reach initial nucleation and subsequent crystallization. To fully understand the
fundamental mechanism of the phase-transition of Sb, especially the optical fast
17
switching, advanced characterization, such as in-situ TEM57, femtosecond electron58
and x-ray59 diffractions and phonon spectroscopy60, accompanied by theoretical
studies61-63 are necessary, and are beyond the scope of this study.
The potential applications of thin film Sb in silicon photonics are immense but
require further investigation. Current integrated photonic memory elements mostly use
GST and are based on the extinction ratio contrast between the amorphous and
crystalline phases. Compared to GST, Sb has a larger extinction ratio for both a-Sb and
c-Sb; however, the contrast is higher indicating that photonic memory using Sb would
have a smaller footprint which is crucial for cyclability and interfacing with electronics.
Furthermore, our results indicate that Sb can be switched by a fs laser pulse, portending
sub-picosecond timescales on integrated devices. In addition, the wide distribution of
the retention time of a-Sb with tunable volatility can be employed in photonic
neuromorphic computing, to build photonic synapses (non-volatile) and photonic
neurons (volatile) by adjusting the thickness of the material64.
Conclusions
In summary, we have explored the optical properties during the solid-state phase
transition of a single metal, Sb and find that its optical properties are surprisingly
tunable for a range of optical and optoelectronic applications requiring high-speed
switching in a thin-film format. Optical constants (n and k) have a substantial contrast
between the amorphous and crystalline Sb when the thickness is less than ~15 nm. The
thickness dependent optical properties of Sb indicate that the interfaces of Sb have a
significant effect on the phase transition and optical properties. Electrical and optical
methods, through CAFM and fs laser respectively, have been used to switch Sb
demonstrating high potential for versatile applications in nanophononics and
18
optoelectronics. In addition, the volatility of the optically switched a-Sb can be
modulated by the thickness, temperature and the optical pulse energy for switching,
indicating a potential material for synaptic and neuron functionalities, with promising
applications in photonic neuromorphic computing, high speed holographic and neareye displays and any other application that requires an actively tunable optical material
with metallic properties.
19
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Acknowledgments: The authors acknowledge discussions with J. Tan, N. Farmakidis,
G. Triggs, R. Taylor, M. Riede, A. Sebastian and A. Ne. Funding: This research was
supported via the EPSRC grants EP/J018694/1, EP/M015173/1, EP/M015130/1 and
EP/R004803/1. Z.C. acknowledges support from Thousand Youth Talents Plan of
China. Author contributions: All authors contributed substantially. H.B. led the
project and with Z.C. conceived and planned the experiments. Z.C., T.M. and S.H.
fabricated the samples, performed the AFM, optical and Raman characterizations. Z.C.,
P.S. and T.M. carried the fs laser experiments under M.B.’s supervision. Z.C., J.K. and
T.M. performed the TEM characterizations. Z.C. and T.M collated and analyzed the
experimental data. All authors discussed the results and contributed to the manuscript.
Competing interests: H.B. notes that he serves on the board of directors of Bodle
Technologies Ltd. Other authors declare that they have no competing interests. Data
and materials availability: All data needed to evaluate the conclusion in the paper are
present in the paper and/or the Supplementary Materials. Additional data related to this
paper may be requested from the authors.
25
Methods
Film deposition
Thin films were deposited on silicon wafers (IDB Technologies) from commercial
targets (99.99% pure, Testbourne) using RF sputtering (Nordiko sputtering system). Sb
films were sputtered at low RF power (30 W) and low pressure (5 mTorr) Ar
atmosphere with a deposition rate of 3.33 nm/min. Pt mirror was prepared by sputtering
100 nm Pt on silicon wafers at 50 W, 38 mTorr (8.6 nm/min) with a 5 nm Ta as the
adhesion layer. ITO was sputter at 30 W, 5 mTorr, 2.28 nm/min.
Material characterizations
Reflection spectrum in Fig. 3 was measured using a UV-VIS-NIR spectroscopy
(Lambda 1050, PerkinElmer) fitted with a reflectance unit at an angle of incidence of 6
degrees. Local reflection measurements in Fig. 5 was performed with a customized
microscopy system, where a white light source was focused on the sample through a
20× objective lens (Thorlabs) with the reflection light collected by a single mode fiber
(M15L02-∅105 µm, Thorlabs) and detected by a portable spectrometer (OCEAN-FXVIS-NIR, Ocean Optics). This customized microscopy system was also employed to
determine the crystallization temperature of Sb films on an in-situ heating substrate
(Supplementary Fig. 9). Ellipsometry measurement was implemented by a
spectroscopic ellipsometer (RC2, J.A. Woollam) at three different incident angles.
Refractive index and extinction ratio were obtained by fitting measurement results
using a built-in software CompleteEASE (J.A. Woollam). Raman spectrum was
measured by LabRAM ARAM1S (Horiba) using a 532 nm laser with a 50× objective
lens, an 1800 grating and a 25% filter. TEM characterization was taken by a LaB6
26
200 kV transmission electron microscope (JEM-2100, JEOL) at the David Cockayne
Centre for Electron Microscopy.
Electrical and optical switching
An AFM (MFP-3D, Oxford Instruments Asylum Research) accompanied by a
conductive diamond coated tip (DDESP-FM-V2, Bruker) was used to electrically
switch the Sb thin film sandwiched between ITO layers. For local switching of Sb, VB
was swept from 0 V to 5 V then back to 0 V while the current IS passing through Sb
was recorded. To switch a large area of Sb, the sample clamped on the piezo stage of
the AFM was scanned at 1 kHz with a resolution of 512 points/line. The AFM tip was
working in the contact mode with the biased voltage ranging from a minimum (0 V) to
maximum (6-8 V) value, corresponding to the grey scale value of the reference image
used. For optical switching, a regeneratively amplified Ti: Sapphire laser (Solstice Ace,
Spectra Physics) was the switching source, working at the wavelength λ of 790 nm and
1 kHz repetition rate with a pulse duration at the sample of ~200 fs. A single pulse fs
laser with the energy Ep = 0.31~1.0 nJ was chosen to amorphize Sb sample. For the
recrystallization of the amorphous Sb, 3000 consecutive pulses (at 1 kHz repetition rate)
with individual pulse energy of Ep = 0.16 nJ (total energy of 480 nJ per spot) were used,
which required much slower translation of the sample (< 0.3 µm/s). To save the total
writing time, the laser source was switched to the oscillator that has a much higher
repetition rate (80 MHz) but lower pulse energy (Ep = 29 pJ).
27